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“It’s not going to be easy, but it’s going to be worth it.”
The CFA Institute Code of Ethics requires members and candidates to:
Kaiden Aitken, CFA, was accused of doctoring some data in his research recommendation to support a conclusion that will benefit his employer. Under the CFA Institute Professional Conduct Program, the LEAST likely outcome is _______.
Danny Goldberg, CFA, is the subject of a complaint by a client for recommending risky products, causing the client to incur massive losses. Which of the following is most likely an action by Professional Conduct Program (PCP) staff during the inquiry stage?
Why is the language of the Learning Outcome Statements (LOS) different from the curriculum?
The LOS are protected under the CFA Institute's copyright, and we don't have permission to duplicate them verbatim. Therefore, we've rephrased the LOS and included alphabetical labels (a, b, c, …) to simplify cross-referencing with the original LOS in the curriculum when needed.
Now available for all Level I topics! Try it now!
Enter a search term (e.g. ‘LIFO reserve’), or bookmark the glossary page!